Who do you typically work with?

RICKSTAR Financial primarily works with business owners, Professional athletes, retirees and individuals who are seeking to grow their wealth. Our priorities are to protect, grow and assist in the distribution of assets at retirement or death in the most tax efficient matter possible.

How do you keep clients informed on the markets?

We believe financial planning should be an ongoing conversation. We'll explain what’s happening in the markets, how global events may affect portfolios, and what steps (if any) need to be taken. Education is central—we want clients to feel empowered, not left in the dark.

How much money do I need to get started?

We work with several money managers that have platforms which allows even the smallest investors to invest and have the potential to grow wealth over time.

Do you only work with high-net-worth individuals?

While we service business owners and individuals with substantial assets, we also work with individuals who are building their portfolios and retirement savings. Our goal is to help clients at every stage of wealth building.

How do you manage my investments?

We don’t just set a plan and walk away. We actively monitor portfolios, call when market shifts arise, and adjust strategies tailored for your goals. We also believe in proactive communication. Clients can expect regular updates, personal calls, and one-on-one meetings to review portfolios and market changes.

What does wealth management include?

Wealth management is more than just picking investments. It includes aligning your portfolio with your goals, monitoring performance, managing risk, and making adjustments as life or markets change.

Frequently Asked Questions

Unlike large wire-house firms where clients are often one of hundreds, we focus on a boutique approach. That means fewer clients and more personal attention. With over 30 years of Wall Street experience and a proven track record of compliant driven investing, we combine institutional-level expertise with a hands-on, educational style of advising.