Wealth Planning
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Corporate Plans

CORPORATE PLANS

Business owners can receive many benefits from Employer-sponsored retirement plans. These benefits may include tax advantages that will help your business attract, retain and reward a productive employee base. If you are a sponsor of a qualified defined-contribution or defined-benefit retirement plan, your Financial Advisor can help you manage the issues and responsibilities associated with sponsoring a cost-effective retirement benefit.

RICKSTAR Financial will facilitate your qualified retirement plan in combination with retirement plan providers that offer record keeping and other administrative services. 

Our Financial Advisors can supply a variety of services to plan sponsors, including:

• Explaining plan fees and costs
• Coordinating proposals from approved retirement plan providers
• Providing investment education to plan participants
• Performing investment support services for plan sponsors, such as:
• Providing a sample Investment Policy Statement (IPS) template
• Providing education on capital markets and potential asset classes for the plan's menu
• Identifying several investment options in each asset class from those made available by the plan’s provider
• Informing the plan sponsor on suggested steps for monitoring the plan's investment menu
• Providing requested fund information to plan sponsors conducting searches for potential replacements
  

This website should not be deemed as an offer or solicitation in states where the registered representative(s)/investment advisor(s) is not registered to provide services. This communication is strictly intended for investors residing in the following states: AZ, CO, FL, GA, IL, LA, MI, MN, NJ, OH, OK, PA, TX, VA, WA, WI. Specific recommendations can only be based on review of a number of suitability factors including but not limited to the investors financial profile, investment objectives, and risk tolerance and the investors review of appropriate offering documents. Past performance is not guarantee of future results.

Securities licensed in: AZ, CO, FL, GA, IL, LA, MI, MN, NJ, OH, OK, PA, TX, VA, WA, WI. Investment Adviser Representative in: MI. Insurance licensed in: MI.

Securities offered through Newbridge Securities Corporation, member FINRA/SIPC and investment advisory services offered through Newbridge Financial Services Group, Inc, an SEC Registered Investment Adviser.

Newbridge Securities Corporation clears its securities transactions on a fully disclosed basis through Axos Clearing LLC. Axos Clearing, Member of the Securities Investor Protection Corporation – SIPC which protects securities customers of its members up to $500,000 (including up to $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. Axos Clearing’s policy through Lloyd’s of London provides additional account coverage up to $24.5 million (including up to $1,150,000 in cash) per client as defined by SIPC rules. With both SIPC and Lloyd’s of London coverage, accounts are protected up to a total of $25 million per client (as defined by SIPC rules) including up to $1,150,000 for cash balances, with an aggregate limit of $100 million. This coverage does not protect against the loss of the market value of securities. SIPC does not protect against market risk, which is the risk inherent in a fluctuating market.